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Assessing Compliance with the UK REF 2021 Open Access Policy

Authors: Knoth, Petr; Herrmannova, Drahomira; Pontika, Nancy;

Assessing Compliance with the UK REF 2021 Open Access Policy

Abstract

The recent increase in Open Access (OA) policies has brought forth important questions concerning the effect these policies have on the practice of publishing Open Access. In particular, is there evidence to support that mandating OA increases the proportion of OA outputs (in other words, do authors comply with relevant policies)? Furthermore, does mandating OA reduce the time from acceptance to the public availability of research outputs, and can compliance with OA mandates be effectively tracked? This work studies compliance with the UK REF 2021 Open Access policy. We use data from CrossRef and from CORE to create a dataset containing 1.6 million publications. We show that after the introduction of the UK OA policy, the proportion of OA research outputs in the UK has increased significantly, and the time lag between the acceptance of a publication and its Open Access availability has decreased, although there are significant differences in compliance between different repositories. We have developed a tool that can be used to assess publications' compliance with the policy based on a list of DOIs.

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Keywords

Research Excellence Framework, Open Access, Research Evaluation, Data Mining, Scholarly Data

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selected citations
These citations are derived from selected sources.
This is an alternative to the "Influence" indicator, which also reflects the overall/total impact of an article in the research community at large, based on the underlying citation network (diachronically).
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popularity
This indicator reflects the "current" impact/attention (the "hype") of an article in the research community at large, based on the underlying citation network.
BIP!Popularity provided by BIP!
influence
This indicator reflects the overall/total impact of an article in the research community at large, based on the underlying citation network (diachronically).
BIP!Influence provided by BIP!
impulse
This indicator reflects the initial momentum of an article directly after its publication, based on the underlying citation network.
BIP!Impulse provided by BIP!
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