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A Machine-Checked Proof of the Strong-Coupling Mass Gap in U(1) Lattice Gauge Theory

Authors: Novickis, Alexander;

A Machine-Checked Proof of the Strong-Coupling Mass Gap in U(1) Lattice Gauge Theory

Abstract

Title: A Machine-Checked Proof of the Strong-Coupling Mass Gap in U(1) Lattice Gauge Theory Author: Alex Novickis (alex.novickis@gmail.com) We give a complete, machine-checked proof, in the Lean 4 proof assistant on the Mathlib library, that pure U(1) lattice gauge theory in the strong-coupling regime has a positive mass gap — the lattice form of the Osterwalder–Seiler (1978) confinement result. The proof has two independent halves that meet at a single parameter. A convergent polymer (character) expansion bounds the anchored activity sum uniformly in the volume by a geometric series; a transfer-matrix spectral gap has the Fourier-diagonal transfer operator strictly contract the orthogonal complement of the vacuum. Both are governed by the small activity scale $\beta/2$: the quantity that makes the expansion converge is the subleading transfer-matrix eigenvalue that opens the gap $m = \log(2/\beta) > 0$. Every theorem depends only on the standard three axioms ($\texttt{propext}$, $\texttt{Classical.choice}$, $\texttt{Quot.sound}$), with no $\texttt{sorry}$ placeholders and no domain-specific axioms. This is the strong-coupling lattice theorem, not the continuum Yang–Mills mass gap; the continuum (Clay Millennium) problem lies outside its scope, and we state exactly what is and is not proved. Key results: A complete Lean 4 / Mathlib formalisation (standard-three axioms, no sorry) of the strong-coupling U(1) lattice gauge mass gap. A volume-independent lattice-animal entropy bound $K = (2d+1)^2$ from a covering-walk (spanning-tree) argument — the genuine origin of the gap's uniformity in the infinite-volume limit. The U(1) character-coefficient bound $I_n(\beta)/I_0(\beta) \le (\beta/2)^n$ for the modified Bessel functions, giving the strong-coupling activity decay. A Fourier-diagonal transfer operator with spectral gap $\log(2/\beta) > 0$, realised in both a finite-mode form and the full $\ell^2(\mathbb{Z})$ (infinite-dimensional) form, with exponential clustering of the Euclidean two-point function. Honest scope: this is the strong-coupling U(1) lattice theorem, not the continuum Yang–Mills (Clay Millennium) mass gap; the paper states precisely what is and is not proved. Keywords: [lattice gauge theory, mass gap, U(1) gauge theory, Osterwalder-Seiler, strong coupling, character expansion, cluster expansion, Kotecky-Preiss, polymer expansion, lattice animals, transfer matrix, spectral gap, exponential clustering, modified Bessel functions, Wilson lattice, confinement, Yang-Mills, reflection positivity, Hilbert space, Lean 4, Mathlib, formalization, machine-checked proof, interactive theorem proving, formal verification] Series: Paper CLXIII in the Hopf Soliton Programme (formalisation companion)

Keywords

lattice-gauge, formalization, mass-gap, math, lean, physics

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selected citations
These citations are derived from selected sources.
This is an alternative to the "Influence" indicator, which also reflects the overall/total impact of an article in the research community at large, based on the underlying citation network (diachronically).
BIP!Citations provided by BIP!
popularity
This indicator reflects the "current" impact/attention (the "hype") of an article in the research community at large, based on the underlying citation network.
BIP!Popularity provided by BIP!
influence
This indicator reflects the overall/total impact of an article in the research community at large, based on the underlying citation network (diachronically).
BIP!Influence provided by BIP!
impulse
This indicator reflects the initial momentum of an article directly after its publication, based on the underlying citation network.
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