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Anchoring AI Proof Certificates to Clinical Data Standards: The ARCH Framework for Adaptive Regulatory Compliance and Human Oversight in Clinical Trials

Authors: Stuyvenberg, Jessica;

Anchoring AI Proof Certificates to Clinical Data Standards: The ARCH Framework for Adaptive Regulatory Compliance and Human Oversight in Clinical Trials

Abstract

This working paper proposes the ARCH Framework — Adaptive Regulatory Compliance and Human Oversight — a field-level implementation framework for anchoring AI proof certificates natively within the CDISC Unified Study Definitions Model (USDM) without requiring new standards or infrastructure. The framework specifies a three-gate schema for regulatory compliance verification, formal structural verification, and human oversight attestation, including field-level specifications, conformance rules, controlled vocabularies, and programmatic dependencies. Additional topics include risk-based quality management integration anchored to ICH E6(R3), PCCP dynamic ingestion architecture, retroactive compliance invalidation with risk-calibrated escalation workflows, continuous learning governance, biomedical concept verification via the BiomedicalConceptSurrogate trap, dataset provenance and EU AI Act Article 10 compliance, SLA adjudication architecture, living protocol governance, real-time clinical trial support aligned with FDA's April 2026 RTCT initiative, and multi-jurisdictional interoperability. Companion Excel data dictionary included as the authoritative field-level specification. Version 2.1 Working Paper. Explanatory narrative sections in progress. Builds upon Thompson, S. (2026). Toward a Regulatory Validation Framework for AI-Assisted Clinical Trial Activation and Execution. NexTrial Dispatch, March 2026.

Keywords

RTCT, 21 CFR Part 11, ICH E6R3, ICH M11, USDM, Clinical Data Standards, SDTM, RBQM, Proof Certificates, EU AI Act, ARCH, CDISC, AI Validation, Living Protocols, Artificial Intelligence Governance, Digital Health, Clinical Trials, Regulatory Compliance, Real Time Clinical Trials, PCCP

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selected citations
These citations are derived from selected sources.
This is an alternative to the "Influence" indicator, which also reflects the overall/total impact of an article in the research community at large, based on the underlying citation network (diachronically).
BIP!Citations provided by BIP!
popularity
This indicator reflects the "current" impact/attention (the "hype") of an article in the research community at large, based on the underlying citation network.
BIP!Popularity provided by BIP!
influence
This indicator reflects the overall/total impact of an article in the research community at large, based on the underlying citation network (diachronically).
BIP!Influence provided by BIP!
impulse
This indicator reflects the initial momentum of an article directly after its publication, based on the underlying citation network.
BIP!Impulse provided by BIP!
0
Average
Average
Average
Green