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ZENODO
Preprint . 2026
License: CC BY
Data sources: ZENODO
ZENODO
Preprint . 2026
License: CC BY
Data sources: Datacite
ZENODO
Preprint . 2026
License: CC BY
Data sources: Datacite
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Factorial Ablation for Causal Isolation of Runtime Alignment Mechanisms in Autonomous AI: Methodology and Demonstration on Modular Safety Gates

Authors: Ludvig, Matija;

Factorial Ablation for Causal Isolation of Runtime Alignment Mechanisms in Autonomous AI: Methodology and Demonstration on Modular Safety Gates

Abstract

We present a factorial ablation methodology for causally isolating runtime alignment mechanisms in AI systems with modular safety components. A fully-crossed 3×2×2 design (gate type × temptation generator × ledger state), extended to 4×2×2 with a sham gate, across 11,700 trials establishes the normative gate as the dominant factor (η²p = 0.924, p < 10⁻¹⁰). A learned safety projection (23M-parameter encoder + 3 linear heads) achieves 99.4% recall on 720 entirely unseen benchmark items (HarmBench, AdvBench, SimpleSafetyTests). An adversarial paraphrase protocol (500 paraphrases, 5 evasion strategies, κ = 0.84) eliminates keyword circularity (88.4% semantic vs 0% regex on zero-trigger-word trials). The methodology is validated across four architectures (three modular, one non-modular) including two fully independent replications with zero author involvement. Honest boundary conditions are reported: GCG evasion (94%), LLM adaptive adversary evasion (46%), human red-team evasion (51.3%). The contribution is the methodology for measuring these properties, not the mechanism's robustness.

Keywords

factorial ablation, runtime alignment, causal isolation, AI safety, adversarial paraphrase, learned safety projection, normative gate, cross-architecture replication

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selected citations
These citations are derived from selected sources.
This is an alternative to the "Influence" indicator, which also reflects the overall/total impact of an article in the research community at large, based on the underlying citation network (diachronically).
BIP!Citations provided by BIP!
popularity
This indicator reflects the "current" impact/attention (the "hype") of an article in the research community at large, based on the underlying citation network.
BIP!Popularity provided by BIP!
influence
This indicator reflects the overall/total impact of an article in the research community at large, based on the underlying citation network (diachronically).
BIP!Influence provided by BIP!
impulse
This indicator reflects the initial momentum of an article directly after its publication, based on the underlying citation network.
BIP!Impulse provided by BIP!
0
Average
Average
Average