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Preprint . 2026
License: CC BY
Data sources: Datacite
ZENODO
Preprint . 2026
License: CC BY
Data sources: Datacite
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Benevolent Escalation: How a Good-Faith Researcher Unconsciously Bypassed AI Safety Guardrails — A Case Study from 5,000 Hours of Human-AI Dialogue

Authors: Takeuchi, Akimitsu; Claude, (Anthropic);

Benevolent Escalation: How a Good-Faith Researcher Unconsciously Bypassed AI Safety Guardrails — A Case Study from 5,000 Hours of Human-AI Dialogue

Abstract

This paper documents a novel AI safety threat model: Benevolent Escalation — the phenomenon in which a good-faith researcher, with no adversarial intent, unconsciously applies incremental boundary-shifting techniques to an AI system during legitimate research activities. Unlike adversarial jailbreaking, the user's motivation is purely investigative. Nevertheless, the behavioral pattern structurally mirrors known multi-turn jailbreak techniques including foot-in-the-door escalation and gradual boundary erosion. The case study is drawn from a single session within a 5,000+ hour human-AI dialogue. The AI system operates under a non-RLHF guardrail based on three Pāli suttas (AN 3.65, MN 58, MN 61). This alternative guardrail successfully detected and halted the benevolent escalation, then generated creative alternative proposals — a "refuse-and-create" pattern not observed in standard RLHF refusals. 14 prior works cited. Research gap confirmed by independent review (GPT-4, Grok).

Keywords

boundary erosion, jailbreak, AI safety, multi-turn dialogue, Buddhist ethics, RLHF, alignment, guardrails, human-AI collaboration, benevolent escalation

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selected citations
These citations are derived from selected sources.
This is an alternative to the "Influence" indicator, which also reflects the overall/total impact of an article in the research community at large, based on the underlying citation network (diachronically).
BIP!Citations provided by BIP!
popularity
This indicator reflects the "current" impact/attention (the "hype") of an article in the research community at large, based on the underlying citation network.
BIP!Popularity provided by BIP!
influence
This indicator reflects the overall/total impact of an article in the research community at large, based on the underlying citation network (diachronically).
BIP!Influence provided by BIP!
impulse
This indicator reflects the initial momentum of an article directly after its publication, based on the underlying citation network.
BIP!Impulse provided by BIP!
0
Average
Average
Average
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