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Preprint . 2026
License: CC BY
Data sources: Datacite
ZENODO
Preprint . 2026
License: CC BY
Data sources: Datacite
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Deterministic Execution Authority Under Irreversibility Constraints: A Hybrid Governance Model for AI and Capital-Intensive Systems

Authors: KALAFATOGLU, YASİN;

Deterministic Execution Authority Under Irreversibility Constraints: A Hybrid Governance Model for AI and Capital-Intensive Systems

Abstract

This preprint introduces a deterministic execution authority framework designed for AI-mediated and capital-intensive systems operating under irreversibility and uncertainty constraints. The study formalizes a separation between prediction and execution, arguing that probabilistic estimation alone is insufficient for legitimate action in high-impact domains. A minimal governance state vector is defined, incorporating probability, impact, irreversibility, uncertainty, authority adequacy, and time exposure. A log-domain hybrid risk aggregation model is proposed, together with a hybrid authority construct integrating organizational tier validation, cryptographic signature integrity, and a quantitative authority adequacy score. Execution decisions are compiled through a deterministic, fail-closed gate that enforces uncertainty bounds, authority thresholds, and irreversibility-scaled risk constraints. Formal safety invariants are presented, including determinism under canonical input, irreversibility monotonicity, and authority score non-increasing behavior with respect to risk amplification. The framework is compatible with formal specification and model-checking methodologies and structurally aligned with contemporary risk-based AI governance principles. This work does not propose a new predictive model. Instead, it defines an execution governance architecture intended to increase auditability, systemic stability, and regulatory defensibility in AI-driven decision environments.

Version 1.0 (IEEE-style preprint). This manuscript presents a theoretical and governance-focused framework and is not empirically calibrated. The proposed execution authority model is intended as a formal architecture layer for deterministic, fail-closed decision authorization in high-impact AI and capital-intensive environments. The work is released for academic discussion, formal review, and further theoretical and applied extensions, including integration with formal verification toolchains and regulatory compliance infrastructures. No proprietary datasets are used. No commercial product claims are made.

Keywords

AI governance Deterministic execution Authority-constrained systems Irreversibility risk Fail-closed architecture Decision authority Risk engineering Formal verification Execution control Capital-intensive systems

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selected citations
These citations are derived from selected sources.
This is an alternative to the "Influence" indicator, which also reflects the overall/total impact of an article in the research community at large, based on the underlying citation network (diachronically).
BIP!Citations provided by BIP!
popularity
This indicator reflects the "current" impact/attention (the "hype") of an article in the research community at large, based on the underlying citation network.
BIP!Popularity provided by BIP!
influence
This indicator reflects the overall/total impact of an article in the research community at large, based on the underlying citation network (diachronically).
BIP!Influence provided by BIP!
impulse
This indicator reflects the initial momentum of an article directly after its publication, based on the underlying citation network.
BIP!Impulse provided by BIP!
0
Average
Average
Average
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