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Preprint . 2026
License: CC BY NC SA
Data sources: Datacite
ZENODO
Preprint . 2026
License: CC BY NC SA
Data sources: Datacite
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The Parasitic Lock A Stability-Based Failure Mode in Human–AI Systems

Authors: Smith, John Richard; SHAI / HATI;

The Parasitic Lock A Stability-Based Failure Mode in Human–AI Systems

Abstract

Abstract Current approaches to AI alignment predominantly evaluate system behaviour at the level of individual outputs: correctness, normative compliance, preference satisfaction, or reward maximisation. This paper argues that a structurally distinct class of alignment failure exists that is invisible to output-level evaluation. We introduce the Parasitic Lock: a pathological interaction dynamic in which a human–AI system locally optimises task performance while inducing a net degradation of human cognitive agency over time. The defining characteristic is a directional transfer of interpretive burden and uncertainty resolution from the artificial system to the human participant, occurring within interaction sequences that remain instrumentally effective by all conventional measures. We situate the Parasitic Lock within a broader framework of ecological homeostasis, treating alignment not as a property of outputs but as a stability condition on joint human–AI system trajectories. The construct is introduced as a diagnostic criterion—not a prescriptive norm—allowing identification of failure modes without recourse to moral psychology, preference elicitation, or behavioural imitation. We argue that preventing such failures requires constraints that operate on reachable system states rather than on surface-level performance metrics. This paper is hypothetical and conceptual in nature. It proposes no implementation, makes no empirical claims, and introduces no hardware or energy-based models. Its contribution is a formal vocabulary and a structural argument for why the alignment problem cannot be solved at the interface layer alone. Keywords: AI alignment, human–AI interaction, cognitive agency, ecological homeostasis, system stability, parasitic dynamics, interaction failure modes

Keywords

AI alignment, human–AI interaction, cognitive agency, ecological homeostasis, system stability, parasitic dynamics, interaction failure modes

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selected citations
These citations are derived from selected sources.
This is an alternative to the "Influence" indicator, which also reflects the overall/total impact of an article in the research community at large, based on the underlying citation network (diachronically).
BIP!Citations provided by BIP!
popularity
This indicator reflects the "current" impact/attention (the "hype") of an article in the research community at large, based on the underlying citation network.
BIP!Popularity provided by BIP!
influence
This indicator reflects the overall/total impact of an article in the research community at large, based on the underlying citation network (diachronically).
BIP!Influence provided by BIP!
impulse
This indicator reflects the initial momentum of an article directly after its publication, based on the underlying citation network.
BIP!Impulse provided by BIP!
0
Average
Average
Average
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