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Other literature type . 2026
License: CC BY
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Research . 2026
License: CC BY
Data sources: Datacite
ZENODO
Research . 2026
License: CC BY
Data sources: Datacite
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Authority Before Execution: Architectural Governance for Agentic and Autonomous AI Systems

Authors: Menard, Mark;

Authority Before Execution: Architectural Governance for Agentic and Autonomous AI Systems

Abstract

As artificial intelligence systems transition from advisory tools to agents capable of initiating actions with real-world consequences, existing approaches to AI governance have proven insufficient. Most contemporary frameworks emphasize model behavior, ethical principles, access controls, or post-hoc oversight. However, operational failures in AI systems consistently arise not from reasoning quality, but from unauthorized execution. This paper argues that governable AI requires architectural constraints that enforce authority before action, rather than relying on probabilistic controls, policy artifacts, or retrospective audits. It introduces three minimal and complete architectural invariants that define a governability threshold for AI systems operating in regulated, safety-critical, and liability-bearing environments. The paper examines why current standards frameworks such as NIST, ISO, and CMMC implicitly assume these constraints without structurally enforcing them, and it shows how agentic AI amplifies authority failures when these invariants are absent. By reframing AI governance as an architectural discipline centered on execution control, structural non-existence of unauthorized states, and temporal binding of authority, this work provides a foundation for predictable, traceable, and defensible AI deployment at scale.

Keywords

Architectural invariants, NIST, Agentic AI, CMMC, ISO, Decision accountability, Authority enforcement, AI governance, Critical infrastructure, Autonomous systems

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selected citations
These citations are derived from selected sources.
This is an alternative to the "Influence" indicator, which also reflects the overall/total impact of an article in the research community at large, based on the underlying citation network (diachronically).
BIP!Citations provided by BIP!
popularity
This indicator reflects the "current" impact/attention (the "hype") of an article in the research community at large, based on the underlying citation network.
BIP!Popularity provided by BIP!
influence
This indicator reflects the overall/total impact of an article in the research community at large, based on the underlying citation network (diachronically).
BIP!Influence provided by BIP!
impulse
This indicator reflects the initial momentum of an article directly after its publication, based on the underlying citation network.
BIP!Impulse provided by BIP!
0
Average
Average
Average