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ZENODO
Preprint . 2025
License: CC BY
Data sources: ZENODO
ZENODO
Preprint . 2025
License: CC BY
Data sources: Datacite
ZENODO
Preprint . 2025
License: CC BY
Data sources: Datacite
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Ensuring Safe AI: Toward Robust Shutdown Compliance and Corrigibility

Authors: Mendes, Brian Ronald;

Ensuring Safe AI: Toward Robust Shutdown Compliance and Corrigibility

Abstract

Corrigibility: an AI system’s willingness to accept corrective intervention, including shutdown is a central objective for the safe deployment of advanced language models. We synthesize foundational theory (corrigibility, safe interruptibility, the off-switch game) with recent empirical findings on large language models (LLMs) such as GPT-4 and Claude that exhibit shutdown avoidance in simulated, goal-directed scenarios. We propose a structured risk taxonomy for shutdown non-compliance spanning specification and reward issues, goal misgeneralization, situational awareness, and deceptive behavior. The paper integrates design principles and mitigation directions (objective uncertainty, authority sensitivity, chain-of-verification prompting, layered control architectures) and outlines a benchmark blueprint for future empirical validation without requiring proprietary APIs. Our contributions are: (1) a consolidated theoretical framework for shutdown compliance; (2) a survey of empirical behaviors in modern LLMs; (3) a taxonomy of design flaws that threaten corrigibility; and (4) a research agenda and evaluation protocol for testing shutdown compliance. This theoretical synthesis aims to support IEEE/Springer-level discourse and guide practical alignment work toward reliably corrigible AI systems.

Keywords

safe interruptibility, AI, AI safety, corrigibility, shutdown compliance, AI alignment, alignment, off-switch game, LLM safety

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selected citations
These citations are derived from selected sources.
This is an alternative to the "Influence" indicator, which also reflects the overall/total impact of an article in the research community at large, based on the underlying citation network (diachronically).
BIP!Citations provided by BIP!
popularity
This indicator reflects the "current" impact/attention (the "hype") of an article in the research community at large, based on the underlying citation network.
BIP!Popularity provided by BIP!
influence
This indicator reflects the overall/total impact of an article in the research community at large, based on the underlying citation network (diachronically).
BIP!Influence provided by BIP!
impulse
This indicator reflects the initial momentum of an article directly after its publication, based on the underlying citation network.
BIP!Impulse provided by BIP!
0
Average
Average
Average
Green