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Incidencia de la reforma del derecho del mercado de valores, sobre el régimen del contrato de comisión bursátil

Authors: García y Lastres, José Luis;

Incidencia de la reforma del derecho del mercado de valores, sobre el régimen del contrato de comisión bursátil

Abstract

[Resumen] Desde la Reforma de 1998 -y, ahora, con la L.Ref.LMV./2007-, en la LMV. se vienen incluyendo, entre los denominados “servicios de inversión”, los de comisión bursátil, pero la regulación ha ido experimentando un proceso evolutivo, que -por el momento- culmina con la conversión de los contratos de comisión bursátiles en contra- tos que se hallan vinculados con la Empresa de servicios de inversión, de un modo que podemos calificar como de vínculo técnico unilateral: en adelante, el contenido del Contrato de Comisión bursátil viene profundamente informado por normas que, en principio, no afectan al contrato, sino a la propia Empresa, para -así- propiciar el mejor cumplimiento de las obligaciones del Comisionista, ya sean de hacer -servicios- como de dar [transferencia de los fondos o de los instrumentos adquiridos]

[Abstract] Since the 1998 Reform Act and, now, with the enactment of the spanish Securities Market Reform Act/2007 , contracts of Stock Exchange Agency for the sale or purchase of investment securities, are included among the -so called- “investment services”. This is going to make a great change in the Law of Stock Exchange Agency contracts, which are -from now on- to be treated as “tecnically bound to enterprise” con- tracts, whose regulation includes a great number of rules relating to enterprise and busi- ness, so as to facilitate the best compliance of Agent obligations, wheter “dare” obliga- tions [transfers of funds/cash or securities] or “facere” obligations.

Country
Spain
Related Organizations
Keywords

Bolsas y mercados de valores, Investment services enterprises, Contrato de comisión, Conflictos de intereses, Agency contract, Stock and securities markets, Contratos de empresa, Conflicts of interest, Empresas de servicios de inversión

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selected citations
These citations are derived from selected sources.
This is an alternative to the "Influence" indicator, which also reflects the overall/total impact of an article in the research community at large, based on the underlying citation network (diachronically).
BIP!Citations provided by BIP!
popularity
This indicator reflects the "current" impact/attention (the "hype") of an article in the research community at large, based on the underlying citation network.
BIP!Popularity provided by BIP!
influence
This indicator reflects the overall/total impact of an article in the research community at large, based on the underlying citation network (diachronically).
BIP!Influence provided by BIP!
impulse
This indicator reflects the initial momentum of an article directly after its publication, based on the underlying citation network.
BIP!Impulse provided by BIP!
0
Average
Average
Average
Green