
[Resumen] Desde la Reforma de 1998 -y, ahora, con la L.Ref.LMV./2007-, en la LMV. se vienen incluyendo, entre los denominados “servicios de inversión”, los de comisión bursátil, pero la regulación ha ido experimentando un proceso evolutivo, que -por el momento- culmina con la conversión de los contratos de comisión bursátiles en contra- tos que se hallan vinculados con la Empresa de servicios de inversión, de un modo que podemos calificar como de vínculo técnico unilateral: en adelante, el contenido del Contrato de Comisión bursátil viene profundamente informado por normas que, en principio, no afectan al contrato, sino a la propia Empresa, para -así- propiciar el mejor cumplimiento de las obligaciones del Comisionista, ya sean de hacer -servicios- como de dar [transferencia de los fondos o de los instrumentos adquiridos]
[Abstract] Since the 1998 Reform Act and, now, with the enactment of the spanish Securities Market Reform Act/2007 , contracts of Stock Exchange Agency for the sale or purchase of investment securities, are included among the -so called- “investment services”. This is going to make a great change in the Law of Stock Exchange Agency contracts, which are -from now on- to be treated as “tecnically bound to enterprise” con- tracts, whose regulation includes a great number of rules relating to enterprise and busi- ness, so as to facilitate the best compliance of Agent obligations, wheter “dare” obliga- tions [transfers of funds/cash or securities] or “facere” obligations.
Bolsas y mercados de valores, Investment services enterprises, Contrato de comisión, Conflictos de intereses, Agency contract, Stock and securities markets, Contratos de empresa, Conflicts of interest, Empresas de servicios de inversión
Bolsas y mercados de valores, Investment services enterprises, Contrato de comisión, Conflictos de intereses, Agency contract, Stock and securities markets, Contratos de empresa, Conflicts of interest, Empresas de servicios de inversión
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