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Bachelor thesis . 2019
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Propuesta de metodología en las empresas de vigilancia y seguridad privada para la valoración y tratamiento de riesgos de lavado de activos, financiación del terrorismo, corrupción y soborno LA/FT/CO/SO – aplicación ISO 31000:2018 en contexto GAFI.

Authors: Salazar Mendez, Johan Sebastian;

Propuesta de metodología en las empresas de vigilancia y seguridad privada para la valoración y tratamiento de riesgos de lavado de activos, financiación del terrorismo, corrupción y soborno LA/FT/CO/SO – aplicación ISO 31000:2018 en contexto GAFI.

Abstract

Debido a la amplia legislación en materia de lavado de activos, financiación del terrorismo, corrupción y soborno LA/FT/CO/SO aplicable a las empresas de vigilancia y seguridad privada que prestan sus servicios con y sin arma y, a la falta de propuestas de una metodología seria, objetiva y que sea aplicable a este tipo de empresas respecto de la valoración de los riesgos descritos, se ve la necesidad de sugerir una metodología de aplicación generalizada para los servicios vigilados por la Superintendencia de Vigilancia y Seguridad Privada. Por lo anterior y, teniendo en cuenta que a la fecha es una obligación legal que las empresas autorizadas por la Superintendencia de Vigilancia y Seguridad Privada implementen un Sistema de Prevención de Lavado de Activos y Financiación del Terrorismo (SIPLAFT) con el fin de hacer una valoración objetiva de los riesgos referidos a los cuales se ven expuestas este tipo de sociedades, el presente ensayo propone una metodología que puede ser empleada para dicha valoración de riesgos por las empresas del sector vigilancia privada que prestan sus servicios con y sin armas, aplicando el enfoque basado en riesgo (EBR) establecido por el Grupo de Acción Financiera Internacional (GAFI) en las llamadas 40+9 Recomendaciones del GAFI (GAFILAT - Grupo de Acción Financiera de Latinoamérica, 2018), estableciendo los parámetros que deberán seguir con el fin de identificar, evaluar y entender los riesgos de lavado de activos y financiación del terrorismo, aplicando para tal fin lo establecido en la norma ISO 31000:2018 (ISO 31000 - International Organization for Standarization 31000, 2018). Due to the extensive legislation on money laundering, financing of terrorism, corruption and bribery LA / FT / CO / SO applicable to private security and surveillance companies that provide their services with and without a weapon and, due to the lack of proposals of a serious, objective methodology that is applicable to this type of companies regarding the assessment of the described risks, it is necessary to suggest a methodology of generalized application for the services supervised by the Superintendence of Private Security and Surveillance. Therefore, and taking into account that to date it is a legal obligation for companies authorized by the Superintendence of Private Security and Surveillance to implement an Money Laundering and Terrorist Financing Prevention System (SIPLAFT) in order to make a objective assessment of the referred risks to which these types of companies are exposed, this essay proposes a methodology that can be used for such risk assessment by companies in the private surveillance sector that provide their services with and without weapons, applying the risk-based approach (EBR) established by the International Financial Action Task Force (FATF) in the so-called 40 + 9 recommendations by FATF (GAFILAT - Financial Action Task Force of Latin America, 2018), establishing the parameters that must be followed in order to Identify, evaluate and understand the risks of money laundering and terrorist financing, applying for that purpose do in ISO 31000: 2018 (ISO 31000 - International Organization for Standardization 31000, 2018). Especialización

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Colombia
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Keywords

Superintendencia de Vigilancia y Seguridad Privada, Lavado de activos, Sistema de Prevención de Lavado de Activos y Financiación del Terrorismo, Consecuencia, LAVADO DE DINERO, Gestión del riesgo, SIPLAFT, Likelihood, TERRORISMO - FINANCIACION, Riesgo, Enfoque basado en riesgo, Fuente de riesgo, Financiación del terrorismo, POLICIA PRIVADA, Evento, Parte interesada, Soborno, Probabilidad, Corrupción

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selected citations
These citations are derived from selected sources.
This is an alternative to the "Influence" indicator, which also reflects the overall/total impact of an article in the research community at large, based on the underlying citation network (diachronically).
BIP!Citations provided by BIP!
popularity
This indicator reflects the "current" impact/attention (the "hype") of an article in the research community at large, based on the underlying citation network.
BIP!Popularity provided by BIP!
influence
This indicator reflects the overall/total impact of an article in the research community at large, based on the underlying citation network (diachronically).
BIP!Influence provided by BIP!
impulse
This indicator reflects the initial momentum of an article directly after its publication, based on the underlying citation network.
BIP!Impulse provided by BIP!
0
Average
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