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La actividad de gestión del Oficial de cumplimiento: contrato y propuesta de contenido

Authors: Velasco Perdigones, Juan Carlos;

La actividad de gestión del Oficial de cumplimiento: contrato y propuesta de contenido

Abstract

Si se parte de la hipótesis más habitual en la práctica, consistente en la celebración de un contrato de naturaleza civil entre el profesional del cumplimiento y la persona jurídica, el objeto del presente estudio se ha de incardinar en el esbozo de una propuesta de su contenido. Para abordar tal objetivo, la labor se limita a una exégesis del precepto penal (art. 31 bis CP), puesto en relación con otras fuentes extrapenales, a la luz de los planteamientos doctrinales sobre el contenido contractual y, más específicamente, sobre el que ha de integrar este atípico contrato. Con carácter preliminar, se han de extraer las funciones propias del Compliance Officer, en su labor de supervisión del funcionamiento y cumplimiento de los modelos a los que se refiere la condición 1.ª del apartado 2 del artículo 31 bis del Código Penal, para, una vez delimitado este aspecto, esbozar una propuesta del contenido contractual al que las partes puedan acudir para reglamentar su voluntad.

Country
Spain
Related Organizations
Keywords

actividad, servicios, obligaciones, profesión, cumplimiento normativo, Compliance Officer, Gestión, Compliance

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selected citations
These citations are derived from selected sources.
This is an alternative to the "Influence" indicator, which also reflects the overall/total impact of an article in the research community at large, based on the underlying citation network (diachronically).
BIP!Citations provided by BIP!
popularity
This indicator reflects the "current" impact/attention (the "hype") of an article in the research community at large, based on the underlying citation network.
BIP!Popularity provided by BIP!
influence
This indicator reflects the overall/total impact of an article in the research community at large, based on the underlying citation network (diachronically).
BIP!Influence provided by BIP!
impulse
This indicator reflects the initial momentum of an article directly after its publication, based on the underlying citation network.
BIP!Impulse provided by BIP!
0
Average
Average
Average
Green