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Journal of Spectral Theory
Article . 2025 . Peer-reviewed
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Essential norm resolvent estimates and essential numerical range

Authors: Nicolas Hefti; Christiane Tretter;

Essential norm resolvent estimates and essential numerical range

Abstract

The main result of this paper are novel two-sided estimates of the essential resolvent norm for closed linear operators T . We prove that the growth of \|(T-\lambda)^{-1}\|_{\textup{e}} is governed by the distance of a point \lambda\in{}\rho(T){}\setminus{}W_{\textup{e}}(T) to the essential numerical range W_{\textup{e}}(T) . We extend these bounds even to points \lambda{}\in \mathbb{C}\setminus W_{\textup{e}}(T) outside the resolvent set \rho(T) with (T{}-{}\lambda)^{-1} replaced by the Moore–Penrose resolvent (T-\lambda)^{\dagger}{} . We use similar ideas to prove essential growth bounds in terms of the real part of the essential numerical range of generators of C_{0} -semigroups. Further, we study the essential approximate point spectrum \sigma_{{\textup{eap}}}(T) and the essential minimum modulus \gamma_{\textup{e}}(T) , in particular, their relations to the various essential spectra and the essential norm of the Moore–Penrose inverse, respectively. An important consequence of our results are new perturbation results for the spectra and essential spectra (of type 2) for accretive and sectorial T . Applications e.g. to Schrödinger operators with purely imaginary rapidly oscillating potentials in \mathbb{R}^{d} illustrate our results.

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selected citations
These citations are derived from selected sources.
This is an alternative to the "Influence" indicator, which also reflects the overall/total impact of an article in the research community at large, based on the underlying citation network (diachronically).
BIP!Citations provided by BIP!
popularity
This indicator reflects the "current" impact/attention (the "hype") of an article in the research community at large, based on the underlying citation network.
BIP!Popularity provided by BIP!
influence
This indicator reflects the overall/total impact of an article in the research community at large, based on the underlying citation network (diachronically).
BIP!Influence provided by BIP!
impulse
This indicator reflects the initial momentum of an article directly after its publication, based on the underlying citation network.
BIP!Impulse provided by BIP!
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