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Adjoint-State-Based Ground Motion Inversion with Physics Constraints for Earth-Rockfill Dams on Deep Overburden Layers at High Altitudes

Authors: Weiyan Luo; Chongyang Bu; Junmeng Zhao;

Adjoint-State-Based Ground Motion Inversion with Physics Constraints for Earth-Rockfill Dams on Deep Overburden Layers at High Altitudes

Abstract

In the seismic analysis of high-altitude earth-rockfill dams built on deep overburden layers, directly using surface ground motion records as bedrock input often leads to a systematic overestimation of the structural dynamic response due to the neglect of nonlinear site filtering effects. To solve this ill-posed inverse problem, we develop a ground motion inversion framework using the adjoint-state method with a 1D nonlinear wave equation. The key improvement is a nonlinear constitutive model with an internal state variable (accumulated equivalent strain ψ) and relaxation rate β, capturing strain-history-dependent stiffness degradation and hysteretic damping under large strains. The weighting parameter α (0≤α≤1) continuously blends instantaneous nonlinear response (α→0) and historical memory effects (α→1), thus enabling accurate representation of pre-failure hysteretic behavior typical of deep overburden soils under seismic loading. We also include a wave velocity correction for altitude-dependent freeze-thaw effects, calibrated from borehole temperature data at the dam site. Synthetic data tests (160m profile) show that the method converges reliably: reconstructed bedrock waveforms match targets with >95% ISO fit (median 97.2%), and peak acceleration errors are below 0.5% (mean 0.3%, σ 0.1%). We then applied the method to a 3D dam model with 132m and 264m overburden at Pangduo, Tibet. The inverted bedrock input removes artificial high-frequency resonances from the dam-foundation interaction. Compared to using surface records directly as bedrock input, our method cuts errors at key dam nodes from about ±30% (IQR 33%) to within ±5% (IQR 5.5%). This could reduce seismic design margins by 40-50%. This provides more reliable ground motion inputs for seismic design of high-altitude dams.

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selected citations
These citations are derived from selected sources.
This is an alternative to the "Influence" indicator, which also reflects the overall/total impact of an article in the research community at large, based on the underlying citation network (diachronically).
BIP!Citations provided by BIP!
popularity
This indicator reflects the "current" impact/attention (the "hype") of an article in the research community at large, based on the underlying citation network.
BIP!Popularity provided by BIP!
influence
This indicator reflects the overall/total impact of an article in the research community at large, based on the underlying citation network (diachronically).
BIP!Influence provided by BIP!
impulse
This indicator reflects the initial momentum of an article directly after its publication, based on the underlying citation network.
BIP!Impulse provided by BIP!
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