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IEEE Transactions on Information Theory
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Zero-Rate Thresholds and New Capacity Bounds for List-Decoding and List-Recovery

Zero-rate thresholds and new capacity bounds for list-decoding and list-recovery
Authors: Nicolas Resch; Chen Yuan; Yihan Zhang;

Zero-Rate Thresholds and New Capacity Bounds for List-Decoding and List-Recovery

Abstract

In this work we consider the list-decodability and list-recoverability of arbitrary $q$-ary codes, for all integer values of $q\geq 2$. A code is called $(p,L)_q$-list-decodable if every radius $pn$ Hamming ball contains less than $L$ codewords; $(p,\ell,L)_q$-list-recoverability is a generalization where we place radius $pn$ Hamming balls on every point of a combinatorial rectangle with side length $\ell$ and again stipulate that there be less than $L$ codewords. Our main contribution is to precisely calculate the maximum value of $p$ for which there exist infinite families of positive rate $(p,\ell,L)_q$-list-recoverable codes, the quantity we call the zero-rate threshold. Denoting this value by $p_*$, we in fact show that codes correcting a $p_*+\varepsilon$ fraction of errors must have size $O_{\varepsilon}(1)$, i.e., independent of $n$. Such a result is typically referred to as a ``Plotkin bound.'' To complement this, a standard random code with expurgation construction shows that there exist positive rate codes correcting a $p_*-\varepsilon$ fraction of errors. We also follow a classical proof template (typically attributed to Elias and Bassalygo) to derive from the zero-rate threshold other tradeoffs between rate and decoding radius for list-decoding and list-recovery. Technically, proving the Plotkin bound boils down to demonstrating the Schur convexity of a certain function defined on the $q$-simplex as well as the convexity of a univariate function derived from it. We remark that an earlier argument claimed similar results for $q$-ary list-decoding; however, we point out that this earlier proof is flawed.

Keywords

FOS: Computer and information sciences, \(q\)-ary code, Combinatorial codes, List-decoding, Decoding, Computer Science - Information Theory, Information Theory (cs.IT), list-decodability, Computational Complexity (cs.CC), Zero-rate thresholds, 004, List-recovery, Computer Science - Computational Complexity, FOS: Mathematics, Mathematics - Combinatorics, Coding theory, Combinatorics (math.CO), list-recoverability, ddc: ddc:004

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selected citations
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This is an alternative to the "Influence" indicator, which also reflects the overall/total impact of an article in the research community at large, based on the underlying citation network (diachronically).
BIP!Citations provided by BIP!
popularity
This indicator reflects the "current" impact/attention (the "hype") of an article in the research community at large, based on the underlying citation network.
BIP!Popularity provided by BIP!
influence
This indicator reflects the overall/total impact of an article in the research community at large, based on the underlying citation network (diachronically).
BIP!Influence provided by BIP!
impulse
This indicator reflects the initial momentum of an article directly after its publication, based on the underlying citation network.
BIP!Impulse provided by BIP!
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