
This paper is a literature review on how gaps in regulatory disclosures can be detected with the help of NLP techniques in 15 studies between 2019 and 2025. It has a discussion regarding transformer-based techniques, domain-based programs on NLP, and check programs on compliance in order to identify gaps in regulation. It has impressive development in automatic checking to achieve a level of 85-96% accuracy and a range of reduction in human review time of 65-85%. Open questions such as interpretability, complexity across jurisdiction, and deployment still remain. Research studies regarding explainable regulation-based AI, transfer learning, and common frameworks still require to be performed. It is a preliminary work in order to create a successful system in NLP to achieve regulatory compliance.
Natural Language Processing, Regulatory Compliance, Gap Analysis, Transformer Models, Legal Document Analysis, Automated Compliance Checking, RegTech, BERT
Natural Language Processing, Regulatory Compliance, Gap Analysis, Transformer Models, Legal Document Analysis, Automated Compliance Checking, RegTech, BERT
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