publication . Doctoral thesis . 2017

The role of the compliance officer – a comparison of US, UK and German law and practice.

Kanzenbach, Katrin;
Open Access English
  • Published: 01 Jan 2017
  • Country: Spain
The thesis introduces the role of the corporate compliance officer under US, UK and German law and practice. The aim of the thesis is to analyze the compliance function within private sector companies in the three selected jurisdictions in order to establish a model of the German compliance officer. My research is intended to bridge the gap in knowledge concerning the applicable legal standards required to ensure the effectiveness of this position. There is a lack of uniformity and standardization of the corporate compliance function, since there is no uniform definition of the compliance function outside the banking sector. Understanding the legal framework per...
free text keywords: Negocios, Administración
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